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Chapter 460-99C WAC

|Hide DispositionsLast Update: 8/8/17

CROWDFUNDING

WAC Sections

HTMLPDF460-99C-010Application.
HTMLPDF460-99C-020Definitions.
HTMLPDF460-99C-030Availability.
HTMLPDF460-99C-040Filing requirements.
HTMLPDF460-99C-050Information requirements.
HTMLPDF460-99C-060Declaration of exempt offering.
HTMLPDF460-99C-070Duration of exempt offering.
HTMLPDF460-99C-080Pending offering—Notice of termination.
HTMLPDF460-99C-090Amendments to Washington Crowdfunding Form—Material changes.
HTMLPDF460-99C-100Renewal filing requirements.
HTMLPDF460-99C-110Minimum target offering amount.
HTMLPDF460-99C-120Investor right of cancellation.
HTMLPDF460-99C-130Escrow agreement provisions.
HTMLPDF460-99C-140Issuer compliance with investor limitations.
HTMLPDF460-99C-150Aggregate investment limitations.
HTMLPDF460-99C-170Restrictions on resale.
HTMLPDF460-99C-180Annual reporting requirements.
HTMLPDF460-99C-190Final sales report.
HTMLPDF460-99C-220Bad actor disqualification.
HTMLPDF460-99C-230Disqualification based on reporting failures.
HTMLPDF460-99C-240Books and records—Inspection rights.
HTMLPDF460-99C-250Advertising—Filing requirements.
HTMLPDF460-99C-260Filing fees.
DISPOSITION OF SECTIONS FORMERLY CODIFIED IN THIS TITLE
460-99C-160Evidence of residency. [Statutory Authority: RCW 21.20.450, 21.20.880, 21.20.883, 21.20.886, and 2014 c 144. WSR 14-21-001, § 460-99C-160, filed 10/1/14, effective 11/1/14.] Repealed by WSR 17-17-022, filed 8/8/17, effective 9/8/17. Statutory Authority: RCW 21.20.450, 21.20.880 and 2017 c 113.
460-99C-200Integration. [Statutory Authority: RCW 21.20.450, 21.20.880, 21.20.883, 21.20.886, and 2014 c 144. WSR 14-21-001, § 460-99C-200, filed 10/1/14, effective 11/1/14.] Repealed by WSR 17-17-022, filed 8/8/17, effective 9/8/17. Statutory Authority: RCW 21.20.450, 21.20.880 and 2017 c 113.
460-99C-210Activities of portals. [Statutory Authority: RCW 21.20.450, 21.20.880, 21.20.883, 21.20.886, and 2014 c 144. WSR 14-21-001, § 460-99C-210, filed 10/1/14, effective 11/1/14.] Repealed by WSR 17-17-022, filed 8/8/17, effective 9/8/17. Statutory Authority: RCW 21.20.450, 21.20.880 and 2017 c 113.
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