The Legislature website will be intermittently unavailable from 7AM to 7PM, Saturday, October 24 for scheduled maintenance. We apologize for the inconvenience.

Title 460 WAC

FINANCIAL INSTITUTIONS, DEPARTMENT OF
(SECURITIES DIVISION)

Show dispositions

Last update: 3/19/26

HTML versions have links
PDF versions have authentication

Title digest PDF

Including dispositions

WAC 460 TITLE
Chapters
460-05AFees.
460-10ADefinitions.
460-11AMultijurisdictional disclosure system.
460-12AFraudulent and other prohibited practices.
460-16AGeneral rules.
460-17ASmall company offering registration.
460-18ANotice filings for federal covered securities.
460-20CBroker-dealers and salespersons of broker-dealers.
460-21CBroker-dealer services at financial institutions.
460-23BSalespersons for issuers.
460-24AInvestment advisers.
460-25AUse of senior designations.
460-28AAdvertisements.
460-32AReal estate related securities programs.
460-42AExempt securities.
460-44AExempt transactions.
460-52ANonprofit organizations.
460-60AFinancial statements and reports—Contents and filing requirements.
460-64ACapital requirements—Definitions.
460-80Franchise registration.
460-82Broker.
460-99CCrowdfunding.
460-300General rules.