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Chapter 460-18A WAC

Last Update: 6/15/16

NOTICE FILINGS FOR FEDERAL COVERED SECURITIES

WAC Sections

HTMLPDF460-18A-010Filing requirements—Investment companies other than closed-end companies.
HTMLPDF460-18A-020Filing requirements—Closed-end investment companies.
HTMLPDF460-18A-030Filing requirements—Investment companies—Name changes.
HTMLPDF460-18A-040Investment companies—Report of sales.
HTMLPDF460-18A-100Filing requirements—Municipal securities.
HTMLPDF460-18A-200Filing requirements—Regulation A Tier 2 offerings.
HTMLPDF460-18A-210Notice filing requirements for federal crowdfunding offerings.