RCW 21.20.140: Unlawful to offer or sell unregistered securities

RCWs > Title 21 > Chapter 21.20 > Section 21.20.140

These documents are currently being revised to incorporate the changes made during the 2024 Legislative Session. Please consult the Sections Affected Table for changes made during the 2024 Legislative Session.

21.20.135 << 21.20.140 >> 21.20.180

PDFRCW 21.20.140

Unlawful to offer or sell unregistered securities—Exceptions.

It is unlawful for any person to offer or sell any security in this state unless: (1) The security is registered by coordination or qualification under this chapter; (2) the security or transaction is exempted under RCW 21.20.310, 21.20.320, or 21.20.880; or (3) the security is a federal covered security, and, if required, the filing is made and a fee is paid in accordance with RCW 21.20.327.

[ 2016 c 61 § 4; 1998 c 15 § 11; 1975 1st ex.s. c 84 § 10; 1959 c 282 § 14.]