HTML has links - PDF has Authentication

Title 460 WAC

|Hide DispositionsLast Update: 9/12/24

FINANCIAL INSTITUTIONS, DEPARTMENT OF
(SECURITIES DIVISION)

Chapters

460-05AFees.
460-10ADefinitions.
460-11AMultijurisdictional disclosure system.
460-12AFraudulent and other prohibited practices.
460-16AGeneral rules.
460-17ASmall company offering registration.
460-18ANotice filings for federal covered securities.
460-20CBroker-dealers and salespersons of broker-dealers.
460-21CBroker-dealer services at financial institutions.
460-23BSalespersons for issuers.
460-24AInvestment advisers.
460-25AUse of senior designations.
460-28AAdvertisements.
460-32AReal estate related securities programs.
460-42AExempt securities.
460-44AExempt transactions.
460-52ANonprofit organizations.
460-60AFinancial statements and reports—Contents and filing requirements.
460-64ACapital requirements—Definitions.
460-80Franchise registration.
460-82Broker.
460-99CCrowdfunding.
460-300General rules.
DISPOSITION OF CHAPTERS FORMERLY CODIFIED IN THIS TITLE
Chapter 460-10
DEFINITIONS
460-10-040Definitions—Costs of selling. [Order 11, § 460-10-040, filed 3/3/72. Formerly WAC 308-132-020.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-10A WAC.
460-10-100Definitions—Recognized securities manuals. [Order 11, § 460-10-100, filed 3/3/72. Formerly WAC 308-132-178.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-10A WAC.
Chapter 460-16
GENERAL RULES FOR ISSUANCE
460-16-050Opinion of counsel. [Order 11, § 460-16-050, filed 3/3/72. Formerly WAC 308-132-080.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-060Bond on treasurer. [Order 11, § 460-16-060, filed 3/3/72. Formerly WAC 308-132-070.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-080Subscription agreement. [Order 11, § 460-16-080, filed 3/3/72. Formerly WAC 308-132-186.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-100Offering circular. [Order 11, § 460-16-100, filed 3/3/72. Formerly WAC 308-132-100.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-150Other documents required for registration by coordination. [Order 11, § 460-16-150, filed 3/3/72. Formerly WAC 308-132-184.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-210Nonvoting stock. [Order 10, § 460-16-210, filed 11/12/71. Formerly WAC 308-132-310.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-220Cheap stock. [Order 10, § 460-16-220, filed 11/12/71. Formerly WAC 308-132-340.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-260Options and warrants. [Order 10, § 460-16-260, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-270Standards for options and warrants. [Order 10, § 460-16-270, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-320Quarterly reports. [Order 11, § 460-16-320, filed 3/3/72. Formerly WAC 308-132-174.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-350Financial statements. [Order 11, § 460-16-350, filed 3/3/72. Formerly WAC 308-132-176.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-390Notice of termination of offering—Change of officers. [Order 11, § 460-16-390, filed 3/3/72. Formerly WAC 308-132-090.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-400Promoter's investment. [Order 10, § 460-16-400, filed 11/12/71. Formerly WAC 308-132-180.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-410Promotional securities—Standard. [Order 11, § 460-16-410, filed 3/3/72. Formerly WAC 308-132-110.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-420Reimbursement for promotion expense—Standard. [Order 11, § 460-16-420, filed 3/3/72. Formerly WAC 308-132-120.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-430Escrow. [Order 11, § 460-16-430, filed 3/3/72. Formerly WAC 308-132-030.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-440Consent to transfer. [Order 11, § 460-16-440, filed 3/3/72. Formerly WAC 308-132-040.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-450Waivers. [Order 11, § 460-16-450, filed 3/3/72. Formerly WAC 308-132-050.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-460Voting rights. [Order 11, § 460-16-460, filed 3/3/72. Formerly WAC 308-132-060.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-510Rules relating to impound—Impound of funds. [Order 11, § 460-16-510, filed 3/3/72. Formerly WAC 308-132-170.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
460-16-520Release of funds from impound. [Order 11, § 460-16-520, filed 3/3/72. Formerly WAC 308-132-172.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-16A WAC.
Chapter 460-20
BROKER-DEALERS
460-20-100Minimum net capital requirement rule. [Order 11, § 460-20-100, filed 3/3/72. Formerly WAC 308-132-130.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-120Minimum net capital requirement rule—Definitions. [Order 11, § 460-20-120, filed 3/3/72. Formerly WAC 308-132-132.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-130Minimum net capital requirement rule—Exceptions. [Order 11, § 460-20-130, filed 3/3/72. Formerly WAC 308-132-134.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-200Rules relating to broker-dealers—Records required of dealers. [Order 11, § 460-20-200, filed 3/3/72. Formerly WAC 308-132-162.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-300Rules relating to broker-dealers—Unethical conduct. [Order 11, § 460-20-300, filed 3/3/72. Formerly WAC 308-132-164.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-320Rules relating to broker-dealers—Switching mutual funds. [Order 11, § 460-20-320, filed 3/3/72. Formerly WAC 308-132-166.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-400Rules relating to broker-dealers—Salesman for only one issuer. [Order 11, § 460-20-400, filed 3/3/72. Formerly WAC 308-132-180.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
460-20-410Rules relating to broker-dealers—Part-time salesman. [Order 11, § 460-20-410, filed 3/3/72. Formerly WAC 308-132-182.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-20A WAC.
Chapter 460-20A
BROKER-DEALERS AND SALESMEN
460-20A-005Definitions. [Order 304, § 460-20A-005, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-008Fraudulent practices of broker-dealers and sales agents. [Statutory Authority: RCW 21.20.010, 21.20.110 and 21.20.450. WSR 89-17-079 (Order SDO-126-89), § 460-20A-008, filed 8/17/89, effective 9/17/89.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-010Churning. [Order 304, § 460-20A-010, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-015Confirmation of transactions. [Order 304, § 460-20A-015, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-020Disclosure of control of issuer. [Order 304, § 460-20A-020, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-025Disclosure of interest in distributions. [Order 304, § 460-20A-025, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-030Record of transactions in discretionary accounts. [Order 304, § 460-20A-030, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-035Control of the market. [Order 304, § 460-20A-035, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-045Transmission or maintenance of payments received in connection with underwritings. [Order 304, § 460-20A-045, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-050Disclosure and other requirements when extending or arranging credit in certain transactions. [Order 304, § 460-20A-050, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-100Minimum net capital requirement for broker-dealers. [Order 304, § 460-20A-100, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-105Net capital defined. [Order 304, § 460-20A-105, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-200Books and records of broker-dealers. [Order 304, § 460-20A-200, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-205Preservation of records. [Order 304, § 460-20A-205, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-210Notice of changes by broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 85-23-063 (Order SDO-220-85), § 460-20A-210, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-210, filed 8/1/85; Order 304, § 460-20A-210, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-215Notice of complaint. [Order 304, § 460-20A-215, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-220Salesperson registration and examination. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 89-17-077 (Order SD0-123-89), § 460-20A-220, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.070, 21.20.080, 21.20.340 and 21.20.450. WSR 88-17-011 (Order SDO-047-88), § 460-20A-220, filed 8/8/88. Statutory Authority: RCW 21.20.450. WSR 85-23-063 (Order SDO-220-85), § 460-20A-220, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-220, filed 8/1/85; WSR 82-02-033 (Order SDO-149-81), § 460-20A-220, filed 12/31/81; WSR 80-04-037 (Order SDO-37-80), § 460-20A-220, filed 3/19/80; Order 304, § 460-20A-220, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-225Exemptions from salesmen examinations. [Order 304, § 460-20A-225, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 88-17-011 (Order SDO-047-88), filed 8/8/88. Statutory Authority: RCW 21.20.450.
460-20A-230Broker-dealer registration and examination. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 89-17-077 (Order SD0-123-89), § 460-20A-230, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.070, 21.20.080, 21.20.340 and 21.20.450. WSR 88-17-011 (Order SDO-047-88), § 460-20A-230, filed 8/8/88. Statutory Authority: RCW 21.20.450. WSR 85-23-063 (Order SDO-220-85), § 460-20A-230, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-230, filed 8/1/85; WSR 82-02-033 (Order SDO-149-81), § 460-20A-230, filed 12/31/81; Order 342, § 460-20A-230, filed 9/29/75; Order 304, § 460-20A-230, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-235Condominium salesmen and broker-dealers. [Order 304, § 460-20A-235, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-400Dual representation and affiliation. [Statutory Authority: RCW 21.20.450. WSR 90-09-058, § 460-20A-400, filed 4/17/90, effective 5/18/90; WSR 85-23-063 (Order SDO-220-85), § 460-20A-400, filed 11/19/85; WSR 85-16-068 (Order SDO-128-85), § 460-20A-400, filed 8/1/85; Order 342, § 460-20A-400, filed 9/29/75; Order 304, § 460-20A-400, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-405Receipt of both securities sales commission and investment adviser fees. [Statutory Authority: RCW 21.20.450. WSR 85-03-042 (Order SDO-1-85), § 460-20A-405, filed 1/11/85.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-410Part-time salesman or investment adviser salesman. [Order 342, § 460-20A-410, filed 9/29/75; Order 304, § 460-20A-410, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-415Broker-dealer financial statement. [Order 304, § 460-20A-415, filed 2/28/75, effective 4/1/75. Formerly chapter 460-20 WAC.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-420Dishonest or unethical business practices—Broker-dealers. [Statutory Authority: RCW 21.20.010, 21.20.110 and 21.20.450. WSR 89-17-079 (Order SDO-126-89), § 460-20A-420, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.450. WSR 85-02-023 (Order SDO-202-84), § 460-20A-420, filed 12/27/84.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20A-425Dishonest or unethical business practices—Salespersons. [Statutory Authority: RCW 21.20.010, 21.20.110 and 21.20.450. WSR 89-17-079 (Order SDO-126-89), § 460-20A-425, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.450. WSR 85-02-023 (Order SDO-202-84), § 460-20A-425, filed 12/27/84.] Repealed by WSR 95-16-026, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.070 and 21.20.450.
Chapter 460-20B
BROKER-DEALER REGISTRATION
460-20B-010Application. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-010, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-020Definitions. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-20B-020, filed 4/29/14, effective 5/30/14; WSR 95-24-002, § 460-20B-020, filed 11/22/95, effective 12/23/95. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-020, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-030Registration procedure. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-20B-030, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-030, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-035Canadian broker-dealers and salespersons. [Statutory Authority: RCW 21.20.450. WSR 12-10-051, § 460-20B-035, filed 4/30/12, effective 5/31/12; WSR 96-15-062, § 460-20B-035, filed 7/17/96, effective 8/17/96.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-040Examination requirements. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-040, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-050Expiration of broker-dealer license, renewal procedure, and delinquency fees. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-050, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-20B-060Notice of changes by broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-20B-060, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-20B-060, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
Chapter 460-21B
BROKER-DEALER PRACTICES
460-21B-008Fraudulent practices of broker-dealers. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-008, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-010Churning. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-010, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-020Transmission or maintenance of payments received in connection with underwritings. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-020, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-030Minimum net capital requirement for broker-dealers. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-030, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-040Net capital defined. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-040, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-050Books and records of broker-dealers. [Statutory Authority: RCW 21.20.100 and 21.20.450. WSR 97-03-122, § 460-21B-050, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-050, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-060Dishonest or unethical business practices—Broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-21B-060, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.450, 21.20.020 (1)(c), 21.20.110 (1)(g). WSR 08-14-006, § 460-21B-060, filed 6/19/08, effective 7/20/08. Statutory Authority: RCW 21.20.450 and 21.20.110 (1)(g). WSR 02-19-093, § 460-21B-060, filed 9/17/02, effective 10/18/02. Statutory Authority: RCW 21.20.450(1). WSR 99-12-043, § 460-21B-060, filed 5/26/99, effective 7/9/99. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-060, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-070Supervision of securities salespersons. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-070, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-21B-080Written procedures. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-21B-080, filed 7/21/95, effective 8/21/95.] Repealed by WSR 97-03-122, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.100 and 21.20.450.
Chapter 460-22B
SALESPERSONS OF BROKER-DEALERS
460-22B-010Application. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-010, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-020Cross-reference to other sections relating to securities salespersons. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-020, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-030Registration procedure. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-030, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-040Salesperson registration and examination. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-22B-040, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-040, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-050Expiration of salesperson license, renewal procedure, and delinquency fees. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-050, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-060Duty to update application. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-060, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
460-22B-070Dual representation and affiliation. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-070, filed 7/21/95, effective 8/21/95.] Repealed by WSR 97-03-122, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.100 and 21.20.450.
460-22B-080Receipt of both securities sales commission and investment adviser fees. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-080, filed 7/21/95, effective 8/21/95.] Repealed by WSR 97-03-122, filed 1/22/97, effective 2/22/97. Statutory Authority: RCW 21.20.100 and 21.20.450.
460-22B-090Dishonest and unethical business practices—Salespersons. [Statutory Authority: RCW 21.20.450. WSR 14-10-040, § 460-22B-090, filed 4/29/14, effective 5/30/14. Statutory Authority: RCW 21.20.450, 21.20.020 (1)(c), 21.20.110 (1)(g). WSR 08-14-006, § 460-22B-090, filed 6/19/08, effective 7/20/08. Statutory Authority: RCW 21.20.450 and 21.20.110 (1)(g). WSR 02-19-093, § 460-22B-090, filed 9/17/02, effective 10/18/02. Statutory Authority: RCW 21.20.450(1). WSR 99-12-043, § 460-22B-090, filed 5/26/99, effective 7/9/99. Statutory Authority: RCW 21.20.450. WSR 97-16-050, § 460-22B-090, filed 7/31/97, effective 8/31/97. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-22B-090, filed 7/21/95, effective 8/21/95.] Repealed by WSR 24-19-055, filed 9/12/24, effective 10/13/24. Statutory Authority: RCW 21.20.070 and 21.20.450.
Chapter 460-24
INVESTMENT ADVISERS
460-24-010Investment advisers—Where rules apply. [Order 11, § 460-24-010, filed 3/3/72. Formerly WAC 308-132-200.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-030Use of the term "investment counsel." [Order 11, § 460-24-030, filed 3/3/72. Formerly WAC 308-132-330.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-050Use of the term "investment counsel"—Examination required. [Order 11, § 460-24-050, filed 3/3/72. Formerly WAC 308-132-210.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-060Use of the term "investment counsel"—Financial statements required of investment advisers. [Order 11, § 460-24-060, filed 3/3/72. Formerly WAC 308-132-220.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-100Advertising—General policy. [Order 11, § 460-24-100, filed 3/3/72. Formerly WAC 308-132-230.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-110Advertising—Matters of general application. [Order 11, § 460-24-110, filed 3/3/72. Formerly WAC 308-132-240.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-120Advertising—Opinions and conclusions. [Order 11, § 460-24-120, filed 3/3/72. Formerly WAC 308-132-250.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-130Advertising—Descriptive superlatives. [Order 11, § 460-24-130, filed 3/3/72. Formerly WAC 308-132-260.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-140Advertising—Guarantees of success. [Order 11, § 460-24-140, filed 3/3/72. Formerly WAC 308-132-270.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-150Advertising—Selected past recommendations. [Order 11, § 460-24-150, filed 3/3/72. Formerly WAC 308-132-280.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-160Advertising—Refunds. [Order 11, § 460-24-160, filed 3/3/72. Formerly WAC 308-132-290.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-200Records required of investment advisers. [Order 11, § 460-24-200, filed 3/3/72. Formerly WAC 308-132-300.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-210Compensation. [Order 11, § 460-24-210, filed 3/3/72. Formerly WAC 308-132-310.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-220Authority of investment adviser. [Order 11, § 460-24-220, filed 3/3/72. Formerly WAC 308-132-340.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
460-24-300Inequitable and fraudulent practices. [Order 11, § 460-24-300, filed 3/3/72. Formerly WAC 308-132-320.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-24A WAC.
Chapter 460-28
ADVERTISING
460-28-010Advertising. [Order 11, § 460-28-010, filed 3/3/72.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-28A WAC.
Chapter 460-31A
REAL ESTATE PROGRAMS EXCEEDINGFIVE MILLION DOLLARS
460-31A-410Application. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-410, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-415Definitions. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-415, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-420Experience of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-420, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-425Net worth of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-425, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-430Reports to administrator. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-430, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-435Liability of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-435, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-440Suitability standards for the participants. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-440, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-445Sales to appropriate persons. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-445, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-450Maintenance of record of suitability. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-450, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-455Minimum investment of participant. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-455, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-460Fees, compensation and expenses. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-460, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-465Organization and offering expenses. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-465, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-470Investment in properties. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-470, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-475Program management fee. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-475, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-480Promotional interest. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-480, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-485Real estate commissions on resale. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-485, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-490Property management fee. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-490, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-495Insurance services. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-495, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-500Sales, leases, loans, and related programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-500, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-505Exchange of limited partnership interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-505, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-510Exclusive agreement. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-510, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-515Sales commissions on reinvestment or distribution. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-515, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-520Expenses of the program. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-520, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-525Reimbursement of costs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-525, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-530Other services by sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-530, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-535Rebates, kickbacks and reciprocal arrangements. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-535, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-540Commingling. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-540, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-545Investments in other programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-545, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-550Lending practices. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-550, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-555Development or construction contract. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-555, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-560Completion bond requirements. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-560, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-565Requirement for real property appraisal. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-565, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-570Nonspecified property programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-570, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-575Minimum capitalization. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-575, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-580Experience of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-580, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-585Statement of investment objectives. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-585, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-590Period of offering and expenditure of proceeds. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-590, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-595Special reports. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-595, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-600Assessments. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-600, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-605Multiple programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-605, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-610Rights and obligations of participants—Meetings. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-610, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-615Voting rights of limited partners. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-615, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-620Reports to holders of limited partnership interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-620, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-625Access to records. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-625, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-630Admission of participants. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-630, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-635Redemption of program interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-635, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-640Transferability of program interests. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-640, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-645Assessments and defaults. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-645, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-650Sales literature. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-650, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-655Group meetings. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-655, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-660Contents of prospectus. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-660, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-665Use of forecasts. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-665, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-670Forecasts for specified property programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-670, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-675Realistic forecasts. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-675, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-680Material information. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-680, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-685Presentation of forecasts. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-685, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-690Additional disclosures and limitations. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-690, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-695Forecasts for unimproved property programs. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-695, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-700Fiduciary duty. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-700, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-705Deferred payments. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-705, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-710Reserves. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-710, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-715Reinvestment of cash flow and proceeds on disposition of property. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-715, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-720Financial information required on application. [Statutory Authority: RCW 21.20.180(8) and 21.20.210(14). WSR 83-23-087 (Order SDO-215-83), § 460-31A-720, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-725Opinions of counsel. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-725, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-31A-730Provisions of the partnership agreement. [Statutory Authority: RCW 21.20.450. WSR 83-23-087 (Order SDO-215-83), § 460-31A-730, filed 11/21/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
Chapter 460-32
RULES FOR LIMITED PARTNERSHIPS
460-32-010Preamble. [Order 10, § 460-32-010, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-020Definitions. [Order 10, § 460-32-020, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-030Investors, stockholders, officers, directors. [Order 10, § 460-32-030, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-040Duration. [Order 10, § 460-32-040, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-050Dissolution. [Order 10, § 460-32-050, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-060Promotional interests. [Order 10, § 460-32-060, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-070Participation in profits. [Order 10, § 460-32-070, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-080Transferability. [Order 10, § 460-32-080, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-090Affiliates-fees, commissions. [Order 10, § 460-32-090, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-100Real estate transactions. [Order 10, § 460-32-100, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-110Limited partnership assessments. [Order 10, § 460-32-110, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-120Default. [Order 10, § 460-32-120, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-130Promissory notes. [Order 10, § 460-32-130, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-140Finders fees. [Order 10, § 460-32-140, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-150Disclaimer. [Order 10, § 460-32-150, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-160Obligations. [Order 10, § 460-32-160, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-170Surrounding property. [Order 10, § 460-32-170, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-180Financial disclosures. [Order 10, § 460-32-180, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-190Impound. [Order 10, § 460-32-190, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-200Trust accounts. [Order 10, § 460-32-200, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-210Insurance. [Order 10, § 460-32-210, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-220Offering circular disclosures. [Order 10, § 460-32-220, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
460-32-230Exceptions. [Order 10, § 460-32-230, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-32A WAC.
Chapter 33A
REGULATIONS CONCERNING SECURITIES INVOLVING MORTGAGES, TRUST DEEDS OR PROPERTY SALES CONTRACTS
460-33A-010Application. [Statutory Authority: RCW 21.20.450. WSR 12-10-051, § 460-33A-010, filed 4/30/12, effective 5/31/12; WSR 01-23-002, § 460-33A-010, filed 11/7/01, effective 12/8/01; WSR 89-17-078 (Order SDO-124-89), § 460-33A-010, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-010, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-010, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-015Definitions. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-015, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 12-10-051, § 460-33A-015, filed 4/30/12, effective 5/31/12; WSR 01-23-002, § 460-33A-015, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-015, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-015, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-015, filed 10/20/86; WSR 83-15-043 (Order SDO-90-83), § 460-33A-015, filed 7/19/83; WSR 83-03-025 (Order SDO-7-83), § 460-33A-015, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-016Registration of real property securities. [Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-016, filed 1/13/83.] Repealed by WSR 86-21-107 (Order SDO-140-86), filed 10/20/86. Statutory Authority: RCW 21.20.450.
460-33A-017Registration not required. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-017, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-017, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-017, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-017, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-017, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-020Optional registration procedures for mortgage paper securities. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-020, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450 and 21.20.210(14). WSR 96-11-025, § 460-33A-020, filed 5/6/96, effective 6/6/96. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-020, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.180(8), 21.20.210(14) and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-020, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-020, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-025Contents of the general offering circular. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-025, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-025, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-025, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-025, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-030Contents and filing of the specific offering circular. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-030, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-030, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-030, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-030, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-031Minimum investor suitability requirements. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-031, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-031, filed 11/7/01, effective 12/8/01; WSR 89-17-078 (Order SDO-124-89), § 460-33A-031, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-031, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-035Limitations on the use of optional registration of this chapter. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-035, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-035, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-035, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-035, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-035, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-036Participation agreement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-036, filed 5/17/12, effective 6/17/12.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-037Disclosure requirements in the sale of real estate owned property. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-037, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-037, filed 11/7/01, effective 12/8/01.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-038Real estate broker's opinion of value in the sale of real estate owned property. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-038, filed 11/7/01, effective 12/8/01.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-040Net worth or bond requirement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-040, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-040, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-040, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.060 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-040, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-040, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-050Banks and financial institutions. [Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-050, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-050, filed 1/13/83.] Repealed by WSR 92-18-009, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.045.
460-33A-055Escrow account. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-055, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-055, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-055, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-055, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-055, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-055, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-060Recordation. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-060, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-060, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-060, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-065Service agreement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-065, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-065, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-065, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-065, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-070Origination and assignment. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-070, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-070, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-070, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-070, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-075Advertising. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-075, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-075, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-075, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-075, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-080Registration and examination of mortgage broker-dealers. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-080, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-080, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-080, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.060 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-080, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-080, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-081Expiration of mortgage broker-dealer registration, renewal procedure. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-081, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-081, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-081, filed 7/21/95, effective 8/21/95.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-085Registration and examination of mortgage securities salespersons. [Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-085, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-085, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.070, 21.20.080 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-085, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-085, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-086Expiration of mortgage securities salesperson registration, renewal procedure. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-086, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-086, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-086, filed 7/21/95, effective 8/21/95.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-090Dishonest and unethical practices—Mortgage broker-dealers. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-090, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-090, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-090, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-090, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-095Fiduciary duty—Mortgage broker-dealers. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-095, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-095, filed 11/7/01, effective 12/8/01.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-100Written statement. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-100, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-100, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-100, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-105Appraisals. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-105, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-105, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-105, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-105, filed 8/17/89, effective 9/17/89; WSR 86-21-107 (Order SDO-140-86), § 460-33A-105, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-105, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-110Financial statements and annual reports. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-110, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-110, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-110, filed 10/20/86; WSR 83-03-025 (Order SDO-7-83), § 460-33A-110, filed 1/13/83.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-115Books and records. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-115, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-115, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-115, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-115, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-116Access to loan records by investors. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-116, filed 5/17/12, effective 6/17/12.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-120Preservation of records. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-120, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-120, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-125Notice of changes by mortgage broker-dealers. [Statutory Authority: RCW 21.20.060, [21.20].070, [21.20].090, [21.20].100, [21.20].180, [21.20].210, [21.20].250, [21.20].270, and [21.20].450. WSR 12-11-087, § 460-33A-125, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-125, filed 11/7/01, effective 12/8/01. Statutory Authority: RCW 21.20.045. WSR 92-18-009, § 460-33A-125, filed 8/21/92, effective 9/21/92. Statutory Authority: RCW 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-125, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
460-33A-130Notice of complaint. [Statutory Authority: RCW 21.20.450. WSR 01-23-002, § 460-33A-130, filed 11/7/01, effective 12/8/01; WSR 86-21-107 (Order SDO-140-86), § 460-33A-130, filed 10/20/86.] Repealed by WSR 22-21-059, filed 10/12/22, effective 11/12/22. Statutory Authority: RCW 21.20.450.
Chapter 460-34A
OIL AND GAS PROGRAMS
460-34A-010Application. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-010, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-015Definitions. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-015, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-020Net worth, experience and investment requirements of sponsor. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-020, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-025Participants suitability standards. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-025, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-030Minimum investment. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-030, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-035Fees, compensation and expenses. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-035, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-037Organization and offering expenses, and management fees. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-037, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-040Promotional compensation. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-040, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-045Program expenses. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-045, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-050Transactions with affiliates. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-050, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-055Farm-outs. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-055, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-060Rights and obligations of participants. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-060, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-065Assessability and defaults. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-065, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-070Voting rights of limited partners. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-070, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-075Minimum program capital. [Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-075, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-080Temporary investment of proceeds. [Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-080, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-085Return of unused proceeds. [Statutory Authority: RCW 21.20.250 and 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-085, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-090Deferred payments. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-090, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-095Cash redemption values. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-095, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-100Future exchange. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-100, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-105Reinvestment of revenues. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-105, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-110Distribution of revenues. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-110, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-112Selling of units. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-112, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-115Sales materials and marketing restrictions. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-115, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-120Contents of the prospectus. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-120, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-125Financial information required on applications. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-125, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-130Opinions of counsel. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-130, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-135Liability and indemnification. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-135, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-34A-200Regulation B filings. [Statutory Authority: RCW 21.20.450. WSR 83-19-035 (Order SDO-181-83), § 460-34A-200, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
Chapter 460-36
RULES FOR REAL ESTATE INVESTMENT TRUSTS
460-36-010Preamble. [Order 10, § 460-36-010, filed 11/12/71. Formerly WAC 308-132-136.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-100Trustees. [Order 10, § 460-36-100, filed 11/12/71. Formerly WAC 308-132-140.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-110Self dealing. [Order 10, § 460-36-110, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-120Fees and expenses. [Order 10, § 460-36-120, filed 11/12/71. Formerly WAC 308-132-152.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-130Leverage. [Order 10, § 460-36-130, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-140Minimum capital. [Order 10, § 460-36-140, filed 11/12/71. Formerly WAC 308-132-146.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-150Other limitations. [Order 10, § 460-36-150, filed 11/12/71. Formerly WAC 308-132-158.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-160Advisory contract. [Order 10, § 460-36-160, filed 11/12/71. Formerly WAC 308-132-150.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-170Reports and meetings. [Order 10, § 460-36-170, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
460-36-180Application to prior filings. [Order 10, § 460-36-180, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-36A WAC.
Chapter 460-36A
REAL ESTATE INVESTMENT TRUSTS
460-36A-010Amendment of declaration of trust. [Order 304, § 460-36A-010, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-015Investment policy. [Order 304, § 460-36A-015, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-020Minimum net capital. [Order 304, § 460-36A-020, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-025Annual expenses. [Order 304, § 460-36A-025, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-030Investment and activities. [Order 304, § 460-36A-030, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-035Period of investment advisory contract. [Order 304, § 460-36A-035, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-040Number and election of trustees. [Order 304, § 460-36A-040, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-045Removal of trustees. [Order 304, § 460-36A-045, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-050Terms and conditions of securities. [Order 304, § 460-36A-050, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-055Annual meetings. [Order 304, § 460-36A-055, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-060Annual reports. [Order 304, § 460-36A-060, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-065Inspection of records. [Order 304, § 460-36A-065, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-070Disclosure on distribution. [Order 304, § 460-36A-070, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-075Termination of trust. [Order 304, § 460-36A-075, filed 2/28/75, effective 4/1/75. Formerly chapter 460-36 WAC.] Repealed by WSR 83-19-036 (Order SDO-180-83), filed 9/14/83. Statutory Authority: RCW 21.20.450.
460-36A-100Definitions of terms. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-100, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-105Fairness of REIT offerings. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-105, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-110Trustees. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-110, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-115Investment policy. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-115, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-120Liability of shareholders. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-120, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-125Reports and meetings. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-125, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-130Special meetings. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-130, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-135Inspection of records. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-135, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-140Distributions. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-140, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-145Change in declaration of trust. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-145, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-150Termination of REIT. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-150, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-155Advisory contract. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-155, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-160Adviser compensation. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-160, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-165Total expenses. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-165, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-170Leverage. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-170, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-175Minimum capital. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-175, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-180Appraisal. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-180, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-185Indemnification. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-185, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-190Other limitations. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-190, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
460-36A-195Implementation. [Statutory Authority: RCW 21.20.450. WSR 83-19-036 (Order SDO-180-83), § 460-36A-195, filed 9/14/83.] Repealed by WSR 91-04-012, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450.
Chapter 460-40A
INVESTMENT COMPANIES
460-40A-015Prohibition on promotional shares. [Order 304, § 460-40A-015, filed 2/28/75, effective 4/1/75.] Repealed by WSR 98-01-071, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-40A-020Prohibition on options. [Order 304, § 460-40A-020, filed 2/28/75, effective 4/1/75.] Repealed by WSR 98-01-071, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-40A-025Selling expenses. [Order 304, § 460-40A-025, filed 2/28/75, effective 4/1/75.] Repealed by WSR 96-11-018, filed 5/6/96, effective 6/6/96. Statutory Authority: RCW 21.20.450.
460-40A-030Management fee. [Order 304, § 460-40A-030, filed 2/28/75, effective 4/1/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-40A-040Insurance plan. [Order 304, § 460-40A-040, filed 2/28/75, effective 4/1/75.] Repealed by WSR 98-01-071, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
Chapter 460-46A
CORPORATE LIMITED OFFERING EXEMPTION
460-46A-010Corporate limited offering exemption—Conditions to be met. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-010, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-010, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-010, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-020Availability of exemption. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-020, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-020, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 86-18-012 (Order SDO-114-86), § 460-46A-020, filed 8/22/86; WSR 83-15-025 (Order SDO-95-83), § 460-46A-020, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-020, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-025No sales commission. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-025, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-025, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-030Affiliate—Definition. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-030, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-040Maximum number of purchasers under exemption. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-040, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-040, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 87-15-084 (Order SDO-80-87), § 460-46A-040, filed 7/20/87; WSR 82-20-068 (Order SDO-116-82), § 460-46A-040, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-050Promotional shares. [Statutory Authority: RCW 21.20.450. WSR 96-11-015, § 460-46A-050, filed 5/6/96, effective 6/6/96; WSR 95-17-068, § 460-46A-050, filed 8/16/95, effective 9/16/95. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 91-04-011, § 460-46A-050, filed 1/25/91, effective 2/25/91; WSR 89-07-042 (Order SDO-035-89), § 460-46A-050, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-050, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-055Voting rights of common stock. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-055, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-060Promoter—Definition. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-060, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-061Availability of corporate limited offering exemption for debt offerings—Debt service requirements. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-061, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-065Availability of corporate limited offering exemption for debt offerings not meeting the debt service requirements of WAC 460-46A-060. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-065, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-070Cheap and promotional shares—Definition. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-070, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-071Availability of corporate limited offering exemption for offerings of preferred stock. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-071, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-072Prohibited practices with regard to preferred stock. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-072, filed 1/25/91, effective 2/25/91.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-080Stock options. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 83-15-025 (Order SDO-95-83), § 460-46A-080, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-080, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-085Inapplicability of cheap and promotional share, and stock option, restrictions. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 83-15-025 (Order SDO-95-83), § 460-46A-085, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-085, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-090Disclosure document. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-090, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-090, filed 3/13/89; WSR 86-18-012 (Order SDO-114-86), § 460-46A-090, filed 8/22/86; WSR 83-15-025 (Order SDO-95-83), § 460-46A-090, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-090, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-091Advertisements. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 83-15-025 (Order SDO-95-83), § 460-46A-091, filed 7/15/83.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-092Financial statements. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-092, filed 3/13/89.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-095Price of shares. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-095, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-095, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-095, filed 3/13/89; WSR 83-15-025 (Order SDO-95-83), § 460-46A-095, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-095, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-100Time purchase of shares under corporate limited offering exemption. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-100, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-100, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-105Maximum and minimum offering amounts. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-105, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-105, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-105, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-110Moneys to be deposited in escrow account—Period of escrow and of offering. [Statutory Authority: RCW 21.20.450 and 21.20.320(9). WSR 91-04-011, § 460-46A-110, filed 1/25/91, effective 2/25/91. Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-110, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-110, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-110, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-115Report of sales. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 86-18-012 (Order SDO-114-86), § 460-46A-115, filed 8/22/86.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-120Start up management compensation prohibited. [Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-120, filed 10/5/82.] Repealed by WSR 89-07-042 (Order SDO-035-89), filed 3/13/89. Statutory Authority: RCW 21.20.320(9) and 21.20.450.
460-46A-145Restrictions on transferability. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-145, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-145, filed 3/13/89; WSR 82-20-068 (Order SDO-116-82), § 460-46A-145, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-150Suitability of investors. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-150, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-150, filed 3/13/89; WSR 86-18-012 (Order SDO-114-86), § 460-46A-150, filed 8/22/86; WSR 82-20-068 (Order SDO-116-82), § 460-46A-150, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-155Attorney's opinion. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-155, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 89-07-042 (Order SDO-035-89), § 460-46A-155, filed 3/13/89; WSR 83-15-025 (Order SDO-95-83), § 460-46A-155, filed 7/15/83; WSR 82-20-068 (Order SDO-116-82), § 460-46A-155, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-160Signing and verification of information in disclosure document. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-160, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-160, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
460-46A-165Annual reports to stockholders. [Statutory Authority: RCW 21.20.450, 21.20.320 (1), (9) and (17) and 21.20.340(11). WSR 90-09-059, § 460-46A-165, filed 4/17/90, effective 5/18/90. Statutory Authority: RCW 21.20.320(9) and 21.20.450. WSR 82-20-068 (Order SDO-116-82), § 460-46A-165, filed 10/5/82.] Repealed by WSR 00-04-095, filed 2/2/00, effective 3/4/00. Statutory Authority: RCW 21.20.450, 21.20.320(9).
Chapter 460-48A
RESTRICTED REAL ESTATE SECURITIES
460-48A-020Filing of restricted real estate securities application. [Order 342, § 460-48A-020, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-48A-030Filing of completion report. [Order 342, § 460-48A-030, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-48A-040Restricted real estate salesmen. [Order 342, § 460-48A-040, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
460-48A-050Examinations for restricted real estate securities. [Order 342, § 460-48A-050, filed 9/29/75.] Repealed by WSR 79-09-028 (Order SD-57-79), filed 8/14/79. Statutory Authority: RCW 21.20.450.
Chapter 460-60
RULES FOR FILING OF ANNUAL FINANCIAL REPORTS FOR INTRASTATE OFFERINGS
460-60-001General. [Order 10, § 460-60-001, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-010Definitions. [Order 10, § 460-60-010, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-100Qualifications of accountants. [Order 10, § 460-60-100, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-110Accountants' certificates. [Order 10, § 460-60-110, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-120Certification by foreign government auditors. [Order 10, § 460-60-120, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-130Certification of financial statements of persons other than the registrant. [Order 10, § 460-60-130, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-140Certification of financial statements by more than one accountant. [Order 10, § 460-60-140, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-200Form, order, and terminology. [Order 10, § 460-60-200, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-205Generally accepted accounting principles. [Order 10, § 460-60-205, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-210Items not material. [Order 10, § 460-60-210, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-215Inapplicable captions and omission of unrequired or inapplicable financial statements. [Order 10, § 460-60-215, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-220Omission of substantially identical notes. [Order 10, § 460-60-220, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-225Omission of names of certain subsidiaries. [Order 10, § 460-60-225, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-230Additional information. [Order 10, § 460-60-230, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-235Changes in accounting principles and practices and retroactive adjustments of accounts. [Order 10, § 460-60-235, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-240Summary of accounting principles and practices. [Order 10, § 460-60-240, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-245Conversion of items in foreign currencies. [Order 10, § 460-60-245, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-250Valuation and qualifying reserves. [Order 10, § 460-60-250, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-255Basis of determining amounts—Book value. [Order 10, § 460-60-255, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-260Current assets. [Order 10, § 460-60-260, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-265Current liabilities. [Order 10, § 460-60-265, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-270Reacquired evidences of indebtedness. [Order 10, § 460-60-270, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-275Reacquired shares. [Order 10, § 460-60-275, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-280Discount on capital shares. [Order 10, § 460-60-280, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-285Commitments. [Order 10, § 460-60-285, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-290General notes to balance sheets. [Order 10, § 460-60-290, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-295General notes to profit and loss statements. [Order 10, § 460-60-295, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-300Consolidated and combined statements. [Order 10, § 460-60-300, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-310Consolidated statements of the registrant and its subsidiaries. [Order 10, § 460-60-310, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-320Group statements of subsidiaries not consolidated. [Order 10, § 460-60-320, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-330Statement as to principle of consolidation or combination followed. [Order 10, § 460-60-330, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-340Reconciliation of investment of parent in subsidiaries and fifty-percent owned persons and equity of parent in their net assets. [Order 10, § 460-60-340, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-350Reconciliation of dividends received from, and earnings of, unconsolidated subsidiaries. [Order 10, § 460-60-350, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-360Minority interests. [Order 10, § 460-60-360, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-370Intercompany items and transactions. [Order 10, § 460-60-370, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-400Balance sheets for commercial and industrial companies. [Order 10, § 460-60-400, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-420Statement of income (loss). [Order 10, § 460-60-420, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-440Statement of source and application of funds. [Order 10, § 460-60-440, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-460What schedules are to be filed. [Order 10, § 460-60-460, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-500Schedule I. Marketable securities—Other security investments. [Order 10, § 460-60-500, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-505Schedule II. Amounts due from directors, officers, and principal holders of equity securities other than affiliates. [Order 10, § 460-60-505, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-510Schedule III. Investments in securities of affiliates. [Order 10, § 460-60-510, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-515Schedule IV. Indebtedness of affiliates. [Order 10, § 460-60-515, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-520Schedule V. Property, plant, and equipment. [Order 10, § 460-60-520, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-525Schedule VI. Reserves for depreciation, depletion, and amortization of property, plant, and equipment. [Order 10, § 460-60-525, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-530Schedule VII. Intangible assets. [Order 10, § 460-60-530, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-535Schedule VIII. Reserves for depreciation and amortization of intangible assets. [Order 10, § 460-60-535, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-540Schedule IX. Bonds, mortgages, and similar debt. [Order 10, § 460-60-540, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-545Schedule X. Indebtedness to affiliates—Not current. [Order 10, § 460-60-545, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-550Schedule XI. Guarantees of securities of other issuers. [Order 10, § 460-60-550, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-555Schedule XII. Reserves. [Order 10, § 460-60-555, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-560Schedule XIII. Capital shares. [Order 10, § 460-60-560, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-565Schedule XIV. Warrants or rights. [Order 10, § 460-60-565, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-570Schedule XV. Other securities. [Order 10, § 460-60-570, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-575Schedule XVI. Supplementary income or loss information. [Order 10, § 460-60-575, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
460-60-580Schedule XVII. Income from dividends. [Order 10, § 460-60-580, filed 11/12/71.] Repealed by Order 304, filed 2/28/75, effective 4/1/75. See chapter 460-60A WAC.
Chapter 460-65A
REGULATIONS ON PROCEDURES RELATED TO THE ENTRY OF ORDERS
460-65A-010Grounds for issuance of stop order pursuant to RCW 21.20.200. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-010, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-020Grounds for issuance of cease and desist orders pursuant to RCW 21.20.390. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-020, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-030Grounds for denial, suspension and revocation of exemption. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-030, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-040Grounds for denial, condition or revocation exemption pursuant to RCW 21.20.325. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-040, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-100Summary procedure. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-100, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-105Summary order—Hearing. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-105, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-110Summary hearing—Appearance before the director. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-110, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-115Requests for hearing on summary order time limits. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-115, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
460-65A-125Nonsummary procedure. [Statutory Authority: RCW 21.20.450, 21.20.200, 21.20.390 and 21.20.325. WSR 83-03-024 (Order SDO-6-83), § 460-65A-125, filed 1/13/83.] Repealed by WSR 98-01-072, filed 12/12/97, effective 1/12/98. Statutory Authority: RCW 21.20.450.
Chapter 460-70
COMMODITY BROKER-DEALERS
460-70-005Net capital requirements for commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.300. WSR 87-02-044 (Order SDO-137-86), § 460-70-005, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-010Commodity broker-dealer notice of net capital deficiency. [Statutory Authority: RCW 21.20.400 and 21.30.300. WSR 87-02-044 (Order SDO-137-86), § 460-70-010, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-015Bond requirements for commodity broker-dealers and commodity sales representatives. [Statutory Authority: RCW 21.20.400 and 21.30.300. WSR 87-02-044 (Order SDO-137-86), § 460-70-015, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-020Application for registration and post-effective requirements for a commodity broker-dealer and commodity sales representatives. [Statutory Authority: RCW 21.20.400 and 21.30.230. WSR 87-02-044 (Order SDO-137-86), § 460-70-020, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-025Financial statements for commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.310. WSR 87-02-044 (Order SDO-137-86), § 460-70-025, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-030Segregation of accounts by commodity broker-dealers. [Statutory Authority: RCW 21.20.400. WSR 87-02-044 (Order SDO-137-86), § 460-70-030, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-035Confirmations. [Statutory Authority: RCW 21.20.400 and 21.30.320. WSR 87-02-044 (Order SDO-137-86), § 460-70-035, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-040Records required of commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.320. WSR 87-02-044 (Order SDO-137-86), § 460-70-040, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-045Records to be preserved by commodity broker-dealers. [Statutory Authority: RCW 21.20.400 and 21.30.320. WSR 87-02-044 (Order SDO-137-86), § 460-70-045, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-050Denial, revocation, and suspension of registration. [Statutory Authority: RCW 21.20.400 and 21.30.350. WSR 87-02-044 (Order SDO-137-86), § 460-70-050, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
460-70-060Promotional materials to be filed, materials permitted without filing and prohibited materials. [Statutory Authority: RCW 21.20.400. WSR 87-02-044 (Order SDO-137-86), § 460-70-060, filed 1/6/87.] Repealed by WSR 98-17-058, filed 8/17/98, effective 9/17/98. Statutory Authority: RCW 21.30.400.
Chapter 460-90
CAMPING CLUBS
460-90-100Camping club registration applications. [Order 12, § 460-90-100, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-010.
460-90-110Camping club registration exhibits. [Order 453-DOL, § 460-90-110, filed 10/5/77; Order 12, § 460-90-110, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-020.
460-90-120Signing of application. [Order 12, § 460-90-120, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-030.
460-90-122Consent to service process. [Order 12, § 460-90-122, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-125Availability of campsites. [Order 12, § 460-90-125, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-130Membership contract. [Order 453-DOL, § 460-90-130, filed 10/5/77; Order 12, § 460-90-130, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-140Financial statements. [Order 453-DOL, § 460-90-140, filed 10/5/77; Order 12, § 460-90-140, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-040.
460-90-150Management fees. [Order 12, § 460-90-150, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-160Certificates of local authorities. [Order 12, § 460-90-160, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-170Change of development plans. [Order 12, § 460-90-170, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-180Amendments. [Order 12, § 460-90-180, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-190Approval not endorsement. [Order 12, § 460-90-190, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-050.
460-90-200Notice of termination of sale. [Order 12, § 460-90-200, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-060.
460-90-300Receipt of offering circular. [Order 453-DOL, § 460-90-300, filed 10/5/77; Order 12, § 460-90-300, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-310Offering circular. [Order 453-DOL, § 460-90-310, filed 10/5/77; Order 12, § 460-90-310, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-320Required information in offering circular. [Order 12, § 460-90-320, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-330Sequence of presentation. [Order 453-DOL, § 460-90-330, filed 10/5/77; Order 12, § 460-90-330, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-400Imposition of impound. [Order 12, § 460-90-400, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-410Special impound. [Order 12, § 460-90-410, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-420Presumption of impound. [Order 12, § 460-90-420, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-430Depositary. [Order 12, § 460-90-430, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-080.
460-90-440Purchase receipts. [Order 12, § 460-90-440, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-450Operation of impound condition. [Order 12, § 460-90-450, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-090.
460-90-460Release of a portion of the impound. [Order 12, § 460-90-460, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-470Cost of selling. [Order 12, § 460-90-470, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
460-90-480Release of impounds. [Order 12, § 460-90-480, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-100.
460-90-490Fee for impound. [Order 12, § 460-90-490, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-105.
460-90-500Advertising. [Order 12, § 460-90-500, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-140.
460-90-510Renewals. [Order 453-DOL, § 460-90-510, filed 10/5/77.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530. Later promulgation, see WAC 460-90A-110.
460-90-900Application form. [Order 12, § 460-90-900, filed 4/25/72.] Repealed by WSR 83-06-076 (Order SDO-40-83), filed 3/2/83. Statutory Authority: RCW 19.105.530.
Chapter 460-90A
CAMPING CLUBS—CONTRACTS—RESALE, ETC.
460-90A-005Organization. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-005, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-12-021 (Order RE 131), § 460-90A-005, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-010.
460-90A-010Camping club contract registration application. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-010, filed 3/2/83. Formerly WAC 460-90-100.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-015Definitions. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-015, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-015, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-020.
460-90A-017Reporting events that shall require that the operator keep written disclosures current. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-017, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-017, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-030.
460-90A-018Material events that are amendments requiring notice and a filing fee. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-018, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-018, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-018, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-040.
460-90A-020Camping club contract registration exhibits. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-020, filed 3/2/83. Formerly WAC 460-90-110.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-022Exemptions from registration—Noncommercial resale contract offerings. [Statutory Authority: RCW 19.105.530. WSR 85-12-021 (Order RE 131), § 460-90A-022, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-050.
460-90A-025Statement of record—Filings and information required upon application for registration of start up camp resort projects and contract offerings. [Statutory Authority: RCW 19.105.530, 19.105.320 and 19.105.380. WSR 85-12-021 (Order RE 131), § 460-90A-025, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-060.
460-90A-027The public offering statement—Form, content, and preparation. [Statutory Authority: RCW 19.105.530 and 19.105.320 (1)(b). WSR 85-12-021 (Order RE 131), § 460-90A-027, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-070.
460-90A-030Signing of application and the permit. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-030, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-030, filed 5/29/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-030, filed 3/2/83. Formerly WAC 460-90-120.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-070.
460-90A-032The public offering statement—Delivery to prospective purchasers. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-032, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-032, filed 9/18/85. Statutory Authority: RCW 19.105.530 and 19.105.370. WSR 85-12-021 (Order RE 131), § 460-90A-032, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-090.
460-90A-035Purchaser cancellations of contracts—Prompt refund of funds and consideration. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-035, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-035, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-100.
460-90A-040Financial statements. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-040, filed 3/2/83. Formerly WAC 460-90-140.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-045Financial statements and information. [Statutory Authority: RCW 19.105.530 and 19.105.320 (1)(a). WSR 85-19-093 (Order 133 R), § 460-90A-045, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-110.
460-90A-050Registration not endorsement. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-050, filed 3/2/83. Formerly WAC 460-90-190.] Repealed by WSR 85-19-093 (Order 133 R), filed 9/18/85.
460-90A-055Written disclaimer of endorsement. [Statutory Authority: RCW 19.105.530 and 19.105.320(1). WSR 85-19-093 (Order 133 R), § 460-90A-055, filed 9/18/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-120.
460-90A-060Notice of termination of sales. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-060, filed 3/2/83. Formerly WAC 460-90-200.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-130.
460-90A-070Receipt of written disclosures. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-070, filed 9/18/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-070, filed 3/2/83.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-140.
460-90A-080Depository. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-080, filed 3/2/83. Formerly WAC 460-90-430.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-150.
460-90A-090Operation of impound condition. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-090, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-090, filed 9/18/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-090, filed 3/2/83. Formerly WAC 460-90-450.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-160.
460-90A-100Release of impounds. [Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-100, filed 9/18/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-100, filed 3/2/83. Formerly WAC 460-90-480.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-170.
460-90A-105Fee for impound. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-105, filed 3/2/83. Formerly WAC 460-90-490.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-180.
460-90A-110Renewals. [Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-110, filed 3/2/83. Formerly WAC 460-90-510.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-115Renewals. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-115, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530. WSR 85-19-093 (Order 133 R), § 460-90A-115, filed 9/18/85; WSR 85-12-021 (Order RE 131), § 460-90A-115, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-190.
460-90A-120Salesperson registration. [Statutory Authority: RCW 19.105.440(3). WSR 83-06-076 (Order SDO-40-83), § 460-90A-120, filed 3/2/83.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.
460-90A-122Salesperson registrations. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-122, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.530 and 19.105.440(3). WSR 85-12-021 (Order RE 131), § 460-90A-122, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-200.
460-90A-125Salesperson registration—For persons in the business of offering resale contracts. [Statutory Authority: RCW 19.105.530 and 19.105.440(3). WSR 85-12-021 (Order RE 131), § 460-90A-125, filed 5/29/85.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130.
460-90A-130Request for withdrawal of camping club property. [Statutory Authority: RCW 19.105.530. WSR 83-06-076 (Order SDO-40-83), § 460-90A-130, filed 3/2/83.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-210.
460-90A-140Advertisements. [Statutory Authority: RCW 19.105.530 and 19.105.360. WSR 85-12-021 (Order RE 131), § 460-90A-140, filed 5/29/85. Statutory Authority: RCW 19.105.320(1). WSR 83-06-076 (Order SDO-40-83), § 460-90A-140, filed 3/2/83. Formerly WAC 460-90-500.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-220.
460-90A-145Fees and charges. [Statutory Authority: RCW 43.24.086. WSR 90-06-051, § 460-90A-145, filed 3/2/90, effective 4/2/90. Statutory Authority: RCW 19.105.411. WSR 89-01-082 (Order PM 807), § 460-90A-145, filed 12/20/88.] Repealed by WSR 91-01-082, filed 12/17/90, effective 1/17/91. Statutory Authority: RCW 19.105.130. Later promulgation, see WAC 308-420-240.
460-90A-150Resale by salesperson for commission of camping club contracts exempt from registration. [Statutory Authority: RCW 19.105.440(3). WSR 83-06-076 (Order SDO-40-83), § 460-90A-150, filed 3/2/83.] Repealed by WSR 85-12-021 (Order RE 131), filed 5/29/85. Statutory Authority: RCW 19.105.530.