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PDFWAC 16-623-020

Recordkeeping requirements for commission merchants, dealers, brokers and cash buyers.

Every commission merchant, dealer, broker and cash buyer must keep accurate records. The recordkeeping requirements for:
(1) Commission merchants are specified in RCW 20.01.370;
(2) Dealers and cash buyers are specified in RCW 20.01.380; and
(3) Brokers are specified in RCW 20.01.400.
[Statutory Authority: RCW 20.01.020, 20.01.040, chapter 34.05 RCW, and 2012 2nd sp.s. c 7. WSR 12-19-031, § 16-623-020, filed 9/12/12, effective 10/13/12. Statutory Authority: Chapters 20.01 and 34.05 RCW, 2003 1st sp.s. c 25. WSR 05-09-094, § 16-623-020, filed 4/20/05, effective 5/21/05. Statutory Authority: RCW 20.01.040, [20.01.]125, [20.01.]370, [20.01.]380, [20.01.]410, [20.01.]510. WSR 00-22-071, § 16-623-020, filed 10/30/00, effective 11/30/00.]