Chapter 19.310 RCW

EXCHANGE FACILITATORS

Sections

19.310.005FindingPurpose.
19.310.010Definitions.
19.310.020Actions for collection of compensationRequirements.
19.310.030Notice of change in controlExceptions.
19.310.040Duties of exchange facilitatorFidelity bonds.
19.310.050Claims on fidelity bondsRemedies.
19.310.060Duties of exchange facilitatorErrors and omissions policies.
19.310.070Claims on errors and omissions policiesRemedies.
19.310.080Exchange fundsPrudent investor standardViolationsNot subject to execution or attachment.
19.310.090Administration of places of businessDirect management.
19.310.100Prohibited practices.
19.310.110Deposit of client fundsWritten notice.
19.310.120Prima facie evidence of fraudViolationsPenaltyCure for violations.
19.310.130ViolationsMisdemeanor.
19.310.150Violation of chapterCivil suitDamages.
19.310.160Application of consumer protection act.
19.310.900Application of chapter 21.20 RCW.
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