Chapter 19.310 RCW

EXCHANGE FACILITATORS

Sections
FindingPurpose.
Definitions.
Actions for collection of compensationRequirements.
Notice of change in controlExceptions.
Duties of exchange facilitatorFidelity bonds.
Claims on fidelity bondsRemedies.
Duties of exchange facilitatorErrors and omissions policies.
Claims on errors and omissions policiesRemedies.
Exchange fundsPrudent investor standardViolationsNot subject to execution or attachment.
Administration of places of businessDirect management.
Prohibited practices.
Deposit of client fundsWritten notice.
Prima facie evidence of fraudViolationsPenaltyCure for violations.
ViolationsMisdemeanor.
Violation of chapterCivil suitDamages.
Application of consumer protection act.
Application of chapter 21.20 RCW.
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