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PDFWAC 460-20B-050

Expiration of broker-dealer license, renewal procedure, and delinquency fees.

The broker-dealer licenses issued pursuant to this chapter shall be effective until December 31 at which time they shall be renewed or be delinquent. For any renewal application postmarked after the expiration date but received by the administrator on or before March 1, the licensee shall pay a delinquency fee of one hundred dollars in addition to the renewal fee. No renewal applications will be accepted thereafter.
[Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, ยง 460-20B-050, filed 7/21/95, effective 8/21/95.]
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