Violation type | 1st Violation | 2nd Violation in a two-year window | 3rd Violation in a two-year window | 4th Violation in a two-year window |
Providing credit to a retail licensee. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Quantity discount. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Giving away liquor in violation of liquor law or rule. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Consignment sales/return of product in violation of liquor law or rule. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Advertising violations involving prohibited practices between a nonretail and a retail licensee. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Price lists/labeling/ packaging violations. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Agents violations: Nonretail licensee employing an unlicensed agent. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Unauthorized product/unapproved storage or delivery. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Sampling/tasting/food offerings violations. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Entertainment/ instruction/meeting/ trade show violations. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Providing/accepting money or money's worth: Goods or services worth up to $1,500. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Providing/accepting money or money's worth: Goods or services worth over $1,500. | Cost of item or service provided plus: 3-day suspension or $1,000 monetary option | Cost of item or service provided plus: 5-day suspension or $2,500 monetary option | Cost of item or service provided plus: 10-day suspension or $5,000 monetary option | Cost of item or service provided plus: 20-day suspension or $10,000 monetary option |
Providing/accepting exclusive or contingency agreements. | 3-day suspension or $1,000 monetary option | 10-day suspension or $6,000 monetary option | 20-day suspension or $12,000 monetary option | 30-day suspension or $20,000 monetary option |
Unauthorized interest or ownership in retail license. | 3-day suspension or $1,000 monetary option | 30-day suspension or $20,000 monetary option | Cancellation of license | |
Failure to follow stock-keeping unit requirements. | 3-day suspension or $500 monetary option | 5-day suspension or $2,500 monetary option | 10-day suspension or $5,000 monetary option | 20-day suspension or $10,000 monetary option |
Failure to file annual report on revenue from tasting room sales of adulterated spirits for on-premises consumption. | 3-day suspension or $250 monetary option | 5-day suspension or $500 monetary option | 10-day suspension or $1,000 monetary option | |
Failure to maintain 30% annual limit on overall gross revenue per tasting room derived from sales of adulterated spirits for on-premises consumption. | 3-day suspension or monetary option of $100 per percentage point over the 30% limit | 5-day suspension or monetary option of $200 per percentage point over the 30% limit | 10-day suspension or monetary option of $300 per percentage point over the 30% limit | |
Failure to obtain surety bond/savings account, if required by the board. | Immediate suspension of license until surety bond has been obtained and all missing reports are filed and late taxes are paid. | | | |
Failure to file tax/shipment report. | 3-day suspension or $250 monetary option | 5-day suspension or $500 monetary option | 10-day suspension or $1,000 monetary option | 20-day suspension or $2,000 monetary option |
Certificate of approval (COA) and/or authorized representative violations. | 15-day suspension or $100 monetary option | 30-day suspension or $500 monetary option | 180-day suspension or $1,000 monetary option | Cancellation of license |